SEC Form 4 · accession 0001044435-16-000072
P10 Industries, Inc. · PIOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Ascolese
Officer — President and CEO · Director
Period of report
Feb 25, 2016
Accepted (ET)
Mar 1, 2016 · 8:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001044435
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.99 | Feb 25, 2016 | A | 150,000 | A | — | Feb 25, 2026 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1(1) With continued service, 25% of the option shares shall vest and become exercisable on 2/25/2017, and the balance shall vest and become exercisable in a series of twelve equal quarterly installments upon the completion of each additional quarter of service through 2/26/2020.