SEC Form 4 · accession 0001567619-18-001956
Precipio, Inc. · PRPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randal J Kirk
10% Owner
Period of report
Aug 28, 2018
Accepted (ET)
Aug 30, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 28, 2018 | S | 9,840 | $0.41 | D | 533,809 | I | by Senior Staff 2008 |
| Common StockF1,F2 | Aug 28, 2018 | S | 9,340 | $0.41 | D | 506,657 | I | by Staff 2010 |
| Common StockF1,F2 | Aug 28, 2018 | S | 4,920 | $0.41 | D | 266,904 | I | by Incentive 2010 |
| Common StockF1,F2 | Aug 28, 2018 | S | 500 | $0.41 | D | 27,151 | I | by Staff 2014 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010") and Third Security Staff 2014 LLC ("Staff 2014") sold shares on a pro rata basis.
- F2Randal J. Kirk controls each of Senior Staff 2008, Staff 2010, Incentive 2010 and Staff 2014. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.