SEC Form 4 · accession 0001043604-19-000006
JUNIPER NETWORKS INC · JNPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Bradley Miller
Officer — EVP CFO
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | M | 3,551 | $0.00 | A | 76,739 | D | |
| Common Stock | Feb 15, 2019 | F | 1,888 | $27.12 | D | 74,851 | D | |
| Common Stock | Feb 17, 2019 | M | 8,976 | $0.00 | A | 83,827 | D | |
| Common Stock | Feb 17, 2019 | F | 4,437 | $27.12 | D | 79,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF3,F2 | $0.00 | Feb 15, 2019 | M | 3,551 | D | Feb 15, 2019 | Feb 15, 2019 | Common Stock | 3,551 | 0 | D |
| RSU AwardF3,F4 | $0.00 | Feb 17, 2019 | M | 8,976 | D | Feb 17, 2018 | Feb 17, 2020 | Common Stock | 8,976 | 8,976 | D |
Explanation of responses
- F1Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
- F2Represents number of shares earned and vested under the performance share award granted 2/22/2016. The shares vest on the third year anniversary of the grant date and upon determination of the achievement of certain Company performance targets over the three year period.
- F3Column 8 is not an applicable reportable field.
- F4This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary.