SEC Form 4 · accession 0001043604-19-000005
JUNIPER NETWORKS INC · JNPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
rami rahim
Officer — Chief Executive Officer · Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | M | 13,551 | $0.00 | A | 13,551 | D | |
| Common Stock | Feb 15, 2019 | F | 4,677 | $27.12 | D | 8,874 | D | |
| Common Stock | Feb 15, 2019 | G | 8,874 | $0.00 | D | 0 | D | |
| Common Stock | Feb 17, 2019 | M | 31,202 | $0.00 | A | 31,202 | D | |
| Common Stock | Feb 17, 2019 | F | 11,972 | $27.12 | D | 19,230 | D | |
| Common Stock | Feb 17, 2019 | G | 19,230 | $0.00 | D | 0 | D | |
| Common Stock | Feb 19, 2019 | M | 27,481 | $0.00 | A | 27,481 | D | |
| Common Stock | Feb 19, 2019 | F | 13,626 | $27.15 | D | 13,855 | D | |
| Common Stock | Feb 19, 2019 | G | 13,855 | $0.00 | D | 0 | D | |
| Common Stock | Feb 15, 2019 | G | 8,874 | $0.00 | A | 606,107 | I | Living Trust |
| Common Stock | Feb 17, 2019 | G | 19,230 | $0.00 | A | 625,337 | I | Living Trust |
| Common Stock | Feb 19, 2019 | G | 13,855 | $0.00 | A | 639,192 | I | Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF4,F3 | $0.00 | Feb 15, 2019 | M | 13,551 | D | Feb 15, 2019 | Feb 15, 2019 | Common Stock | 13,551 | 0 | D |
| RSU AwardF4,F5 | $0.00 | Feb 19, 2019 | M | 27,481 | D | Feb 19, 2017 | Feb 19, 2019 | Common Stock | 27,481 | 0 | D |
| RSU AwardF4,F5 | $0.00 | Feb 17, 2019 | M | 31,202 | D | Feb 17, 2018 | Feb 17, 2020 | Common Stock | 31,202 | 31,202 | D |
Explanation of responses
- F1Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
- F2Represents the transfer of shares to the Rahim Family Trust from the reporting person immediately upon vesting of the Restricted Stock Unit and/or Performance Stock Unit.
- F3Represents number of shares earned and vested under the performance share award granted 2/19/2016. The shares vest on the third year anniversary of the grant date and upon determination of the achievement of certain Company performance targets over the three year period.
- F4Column 8 is not an applicable reportable field.
- F5This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary.