SEC Form 4 · accession 0001043604-18-000006
JUNIPER NETWORKS INC · JNPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Martin
Officer — SVP General Counsel
Period of report
Feb 17, 2018
Accepted (ET)
Feb 21, 2018 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2018 | M | 6,358 | $0.00 | A | 36,500 | D | |
| Common StockF2 | Feb 17, 2018 | F | 2,471 | $26.35 | D | 34,029 | D | |
| Common Stock | Feb 19, 2018 | M | 7,181 | $0.00 | A | 41,210 | D | |
| Common StockF2 | Feb 19, 2018 | F | 2,473 | $26.35 | D | 38,737 | D | |
| Common Stock | Feb 19, 2018 | M | 6,272 | $0.00 | A | 45,009 | D | |
| Common StockF2 | Feb 19, 2018 | F | 2,169 | $26.35 | D | 42,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF4,F3 | $0.00 | Feb 19, 2018 | M | 6,272 | D | Feb 19, 2017 | Feb 19, 2018 | Common Stock | 6,272 | 0 | D |
| RSU AwardF4,F5 | $0.00 | Feb 19, 2018 | M | 7,181 | D | Feb 19, 2017 | Feb 19, 2019 | Common Stock | 7,181 | 7,180 | D |
| RSU AwardF4,F5 | $0.00 | Feb 17, 2018 | M | 6,358 | D | Feb 17, 2018 | Feb 17, 2020 | Common Stock | 6,358 | 12,342 | D |
Explanation of responses
- F1Amount of securities sold includes 450 shares acquired by the reporting person under the Juniper Networks, Inc. 2008 Employee Stock Purchase Plan on 01/31/2018.
- F2Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
- F3The exact number of shares issued was determined based on achievement of certain Company performance targets for the 2016 fiscal year, as determined by the Compensation Committee of the Board.
- F4Column 8 is not an applicable reportable field.
- F5This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary.