SEC Form 4 · accession 0001043604-17-000050
JUNIPER NETWORKS INC · JNPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
rami rahim
Officer — Chief Executive Officer · Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2017 | M | 35,657 | $0.00 | A | 505,264 | D | |
| Common Stock | Mar 20, 2017 | F | 18,606 | $28.18 | D | 486,658 | D | |
| Common Stock | Mar 20, 2017 | G | 17,051 | $0.00 | D | 469,607 | D | |
| Common Stock | Mar 20, 2017 | G | 17,051 | $0.00 | A | 136,786 | I | Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU AwardF4,F3 | $0.00 | Mar 20, 2017 | M | 35,657 | D | Mar 20, 2016 | Mar 20, 2018 | Common Stock | 35,657 | 35,656 | D |
Explanation of responses
- F1Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
- F2Represents the transfer of shares to the Rahim Family Trust from the reporting person immediately upon vesting of the Restricted Stock Unit.
- F3This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary.
- F4Column 8 is not an applicable reportable field.