SEC Form 4 · accession 0001043604-17-000049
JUNIPER NETWORKS INC · JNPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pradeep Sindhu
Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2017 | M | 10,569 | $0.00 | A | 51,342 | D | |
| Common Stock | Mar 20, 2017 | F | 5,515 | $28.18 | D | 45,827 | D | |
| Common Stock | Mar 20, 2017 | G | 5,054 | $0.00 | D | 40,773 | D | |
| Common Stock | Mar 20, 2017 | G | 5,054 | $0.00 | A | 2,054,841 | I | by Family Trust |
| Common Stock | holding | — | — | — | 585,000 | I | Bertrand 2016 GRAT | |
| Common Stock | holding | — | — | — | 585,000 | I | Sindhu 2016 GRAT | |
| Common Stock | holding | — | — | — | 863,476 | I | by Family LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU AwardF4,F3 | $0.00 | Mar 20, 2017 | M | 10,569 | D | Mar 20, 2016 | Mar 20, 2018 | Common Stock | 10,569 | 10,569 | D |
Explanation of responses
- F1Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
- F2Represents the transfer of shares to the Sindhu Family Trust from the reporting person immediately upon vesting of the Restricted Stock Unit.
- F3This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary.
- F4Column 8 is not an applicable reportable field.