SEC Form 4 · accession 0001043604-17-000014
JUNIPER NETWORKS INC · JNPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
rami rahim
Officer — Chief Executive Officer · Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | M | 31,250 | $0.00 | A | 500,857 | D | |
| Common Stock | Feb 1, 2017 | F | 12,000 | $26.81 | D | 488,857 | D | |
| Common Stock | Feb 1, 2017 | G | 19,250 | $0.00 | D | 469,607 | D | |
| Common Stock | Feb 1, 2017 | G | 19,250 | $0.00 | A | 91,193 | I | Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF4,F3 | $0.00 | Feb 1, 2017 | M | 31,250 | D | Feb 1, 2016 | Feb 1, 2017 | Common Stock | 31,250 | 0 | D |
Explanation of responses
- F1Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
- F2Represents the transfer of shares to the Rahim Family Trust from the reporting person immediately upon vesting of the Performance Stock Unit.
- F3The exact number of shares issued was determined based on achievement of certain Company performance targets for the 2015 fiscal year, as determined by the Compensation Committee of the Board.
- F4Column 8 is not an applicable reportable field.