SEC Form 4 · accession 0001043604-16-000282
JUNIPER NETWORKS INC · JNPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pradeep Sindhu
Officer — EVP CTO · Director
Period of report
Jun 20, 2016
Accepted (ET)
Jun 21, 2016 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2016 | M | 8,908 | $0.00 | A | 29,706 | D | |
| Common StockF1 | Jun 20, 2016 | F | 4,649 | $23.22 | D | 25,057 | D | |
| Common StockF2 | Jun 20, 2016 | G | 4,259 | $0.00 | D | 20,798 | D | |
| Common StockF2 | Jun 20, 2016 | G | 4,259 | $0.00 | A | 2,503,149 | I | by Family Trust |
| Common Stock | holding | — | — | — | 585,000 | I | Bertrand 2016 GRAT | |
| Common Stock | holding | — | — | — | 585,000 | I | Sindhu 2016 GRAT | |
| Common Stock | holding | — | — | — | 1,017,076 | I | by Family LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU AwardF4,F3 | $0.00 | Jun 20, 2016 | M | 8,908 | D | Jun 20, 2015 | Jun 20, 2017 | Common Stock | 8,908 | 8,908 | D |
Explanation of responses
- F1Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
- F2Represents the transfer of shares to the Sindhu Family Trust from the reporting person immediately upon vesting of the Restricted Stock Unit.
- F3This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary.
- F4Column 8 is not an applicable reportable field.