SEC Form 4 · accession 0001043604-16-000237
JUNIPER NETWORKS INC · JNPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
rami rahim
Officer — Chief Executive Officer · Director
Period of report
Mar 20, 2016
Accepted (ET)
Mar 22, 2016 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2016 | M | 36,738 | $0.00 | A | 551,345 | D | |
| Common StockF1 | Mar 20, 2016 | F | 19,170 | $26.39 | D | 532,175 | D | |
| Common StockF2 | Mar 20, 2016 | G | 17,568 | $0.00 | D | 514,607 | D | |
| Common StockF2 | Mar 20, 2016 | G | 17,568 | $0.00 | A | 47,421 | I | Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU AwardF4,F3 | $0.00 | Mar 20, 2016 | M | 36,738 | D | Mar 20, 2016 | Mar 20, 2018 | Common Stock | 36,738 | 71,313 | D |
Explanation of responses
- F1Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
- F2Represents the transfer of shares to the Rahim Family Trust from the reporting person immediately upon vesting of the Restricted Stock Unit.
- F3This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary.
- F4Column 8 is not an applicable reportable field.