SEC Form 4 · accession 0001043604-16-000213
JUNIPER NETWORKS INC · JNPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pradeep Sindhu
Officer — EVP CTO · Director
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2016 | M | 40,590 | $0.00 | A | 1,857,679 | D | |
| Common StockF1 | Feb 15, 2016 | F | 21,181 | $21.84 | D | 1,836,498 | D | |
| Common StockF2 | Feb 15, 2016 | G | 19,409 | $0.00 | D | 1,817,089 | D | |
| Common StockF2 | Feb 15, 2016 | G | 19,409 | $0.00 | A | 1,828,269 | I | by Family Trust |
| Common Stock | holding | — | — | — | 1,017,076 | I | by Family LP | |
| Common Stock | holding | — | — | — | 6,867 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU AwardF4,F3 | $0.00 | Feb 15, 2016 | M | 40,590 | D | Feb 15, 2014 | Feb 15, 2016 | Common Stock | 40,590 | 0 | D |
Explanation of responses
- F1Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
- F2Represents the transfer of shares to the Sindhu Family Trust from the reporting person immediately upon vesting of the Restricted Share Unit.
- F3This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary.
- F4Column 8 is not an applicable reportable field.