SEC Form 4 · accession 0001043604-16-000193
JUNIPER NETWORKS INC · JNPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pradeep Sindhu
Officer — EVP CTO · Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2016 | M | 10,258 | $0.00 | A | 1,820,292 | D | |
| Common StockF3 | Jan 1, 2016 | F | 4,091 | $27.60 | D | 1,816,201 | D | |
| Common Stock | holding | — | — | — | 1,017,076 | I | by Family LP | |
| Common Stock | holding | — | — | — | 1,716,173 | I | by Family Trust | |
| Common Stock | holding | — | — | — | 6,867 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF4 | $0.00 | Jan 1, 2016 | M | 10,258 | D | Jan 1, 2016 | Dec 31, 2019 | Common Stock | 10,258 | 20,828 | D |
Explanation of responses
- F1Represents the issuance of common stock pursuant to the vesting of the performance share award granted on March 20, 2015, which vested upon the achievement of a $26.00 average stock price of the Issuer over a period of 60 consecutive trading days.
- F2Represents the per share price for the award.
- F3Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
- F4Column 8 is not an applicable reportable field.