SEC Form 4 · accession 0001209191-17-013368
SONIC AUTOMOTIVE INC · SAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Bruton Smith
Officer — Vice Chairman · Director · 10% Owner
Period of report
Feb 22, 2017
Accepted (ET)
Feb 22, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 22, 2017 | D | 19,022 | $0.00 | D | 252,255 | D | |
| Class A Common StockF2 | holding | — | — | — | 69,686 | I | As a member of SMDA Development I, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the forfeiture of restricted stock units granted pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan on February 16, 2016 based on the achievement of performance criteria for fiscal year 2016.
- F2The reporting person disclaims beneficial ownership of the shares held by SMDA Development I, LLC except to the extent of his pecuniary interest, if any, therein.