SEC Form 4 · accession 0001181431-15-003514
SONIC AUTOMOTIVE INC · SAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Bruton Smith
Officer — Vice Chairman · Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Feb 25, 2015 | D | 17,533 | $0.00 | D | 183,933 | D | |
| Class A Common StockF1 | holding | — | — | — | 69,686 | I | As a member of SMDA Development I, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Smith disclaims beneficial ownership of the shares held by SMDA Development I, LLC except to the extent of his pecuniary interest, if any, therein.
- F2Represents the forfeiture of restricted stock units granted pursuant to the Sonic Automotive, Inc. 2004 Stock Incentive Plan on February 12, 2014 based on the achievement of performance criteria for fiscal year 2014.