SEC Form 4 · accession 0001713730-26-000009
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Randall Humphrey
Officer — CFO and Treasurer
Period of report
Aug 18, 2026
Accepted (ET)
Aug 18, 2026 · 12:34 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001043337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par valueF1 | Aug 18, 2026 | P | 6,000 | $7.01 | A | 6,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share UnitsF2 | — | holding | — | — | — | — | — | Common Shares, without par value | 40,053 | 40,053 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The 6,000 Common Share were purchased in multiple transactions at prices ranging from $6.97 to $7.03 per share. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Share Units granted to the Reporting Person pursuant to the Company's 2025 Long-Term Incentive Plan, as amended, payable on a one-for-one basis in Company Common Shares, vesting ratable in approximately equal annual installments on June 15, 2027, June 15, 2028 and June 15, 2029, subject to the Reporting Person's continued employment on each applicable vesting date.