SEC Form 4 · accession 0001331471-19-000008

STONERIDGE INC · SRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Accounting Officer

Period of report

Mar 4, 2019

Accepted (ET)

Mar 6, 2019 · 6:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001043337

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, without par value^F2	Mar 4, 2019	M	8,037	—	A	45,318	D
Common Shares, without par value	Mar 4, 2019	F	2,436	$30.04	D	42,882	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Share Units^F1	—	Mar 4, 2019	A	1,607	A	—	—	Common Shares	1,607	19,727	D
Performance Shares/Share Units^F2	—	Mar 4, 2019	M	8,037	D	—	—	Common Shares	8,037	11,690	D
Performance Shares/Share Units^F2	—	Mar 4, 2019	D	1,526	D	—	—	Common Shares	—	10,164	D

F1Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 2, 2022.
F2In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.