SEC Form 4 · accession 0001331471-18-000021

STONERIDGE INC · SRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Mar 30, 2018

Accepted (ET)

Mar 30, 2018 · 4:39 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001043337

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, without par value^F1	Mar 30, 2018	M	160,431	—	A	173,157	D
Common Shares, without par value	Mar 30, 2018	F	69,035	$27.60	D	104,122	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F2,F1	—	Mar 30, 2018	M	160,431	D	—	—	Common Shares, without par value	160,431	248,894	D
Performance Shares^F1,F2	—	Mar 30, 2018	D	10,564	D	—	—	Common Shares, without par value	10,564	238,330	D

F1On March 30, 2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 170,995 performance shares, vesting (if earned) on March 30, 2018; 51,355 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 119,640 performance shares were time-based and performance based. Of the time and performance based performance shares 109,076 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 10,564 performance shares were not earned.
F2Includes performance shares and time based share units vesting (if earned) in 2019, 2020 and 2021.