SEC Form 4 · accession 0001331471-18-000016
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ira C. Kaplan
Director
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 1:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par valueF1 | Mar 7, 2018 | A | 4,277 | $0.00 | A | 51,024 | D | |
| Common Shares, without par valueF2 | holding | — | — | — | 7,992 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Common Shares granted to the Reporting Person under the Directors' Restricted Shares Plan, vesting March 7, 2019.
- F2On December 1, 2017 the Reporting Person transferred 7,992 to a trust. This transfer reflects only a change in the nature of the Reporting Person's beneficial ownership, from direct to indirect.