SEC Form 4/A · accession 0001331471-18-000001
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jonathan B DeGaynor
Officer — President and CEO · Director
Period of report
Mar 6, 2017
Accepted (ET)
Jan 4, 2018 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1,F2 | — | Mar 6, 2017 | A | 98,895 | A | — | — | Common Shares, without par value | 98,895 | 398,080 | D |
Explanation of responses
- F1Each Performance Share represents the contingent right to receive one Common Share. Provided that the Reporting Person remains employed on March 6, 2020 31,230 Common Shares shall be earned and depending on continued employment and Company performance 67,665 Common Shares may be earned.
- F2Total includes grants of Performance Shares made to the Reporting Person in 2015 and 2016.