SEC Form 4 · accession 0001331471-17-000023
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jonathan B DeGaynor
Officer — President and CEO · Director
Period of report
Mar 30, 2017
Accepted (ET)
Apr 3, 2017 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par valueF1 | Mar 30, 2017 | M | 21,855 | — | A | 21,855 | D | |
| Common Shares, without par value | Mar 30, 2017 | F | 9,129 | $18.40 | D | 12,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1,F2 | — | Mar 30, 2017 | M | 21,855 | D | — | — | Common Shares, without par value | 21,855 | 370,910 | D |
Explanation of responses
- F1On March 30, 2015 the Reporting Person was granted Performance Shares. Those Performance Shares included 21,855 time-based Performance Shares that vested and were paid on a one-for-one basis in Common Shares on March 30, 2017.
- F2Performance Shares granted to the Reporting Person in 2015, 2016 and 2017, vesting and payable, if earned, on a one-for-one basis in common shares in 2018, 2019 and 2020, as applicable.