SEC Form 4 · accession 0001331471-17-000021

STONERIDGE INC · SRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Mar 25, 2017

Accepted (ET)

Mar 28, 2017 · 6:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001043337

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, without par value^F1	Mar 25, 2017	M	34,361	—	A	75,166	D
Common Shares, without par value	Mar 25, 2017	F	10,943	$18.26	D	64,223	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F1	—	Mar 25, 2017	M	34,361	D	—	—	Common Shares, without par value	34,361	104,844	D
Performance Shares^F1,F2	—	Mar 25, 2017	D	4,489	D	—	—	Common Shares, without par value	—	100,355	D

F1On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.
F2Performance Shares vesting in 2018, 2019 and 2020 payable upon vest on a one-for-one basis in common shares.