SEC Form 4 · accession 0001331471-17-000018

STONERIDGE INC · SRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP

Period of report

Mar 25, 2017

Accepted (ET)

Mar 28, 2017 · 3:35 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001043337

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, without par value^F1	Mar 25, 2017	M	60,572	—	A	324,322	D
Common Shares, without par value	Mar 25, 2017	F	23,476	$18.21	D	300,846	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F2,F1	—	Mar 25, 2017	M	60,572	D	—	—	Common Shares, without par value	60,572	129,818	D
Performance Shares^F1,F2	—	Mar 25, 2017	D	7,928	D	—	—	Common Shares, without par value	—	121,890	D

F1On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.
F2Performance Shares vesting in 2018 and 2019 payable upon vesting on a one for one basis in common shares.