SEC Form 4 · accession 0001331471-17-000013
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony L Moore
Officer — Vice President of Operations
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2,F1 | — | Mar 6, 2017 | A | 23,500 | A | — | — | Common Shares, without par value | 23,500 | 56,278 | D |
Explanation of responses
- F1Total includes grants of Performance Shares made to the Reporting Person in 2016.
- F2Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 7,420 Common Shares will be earned and depending on continued employment and Company performance 16,080 Common Shares may be earned.