SEC Form 4 · accession 0001331471-17-000010
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Kruk
Officer — President of Electronics
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par value | holding | — | — | — | 8,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1,F2 | — | Mar 6, 2017 | A | 19,635 | A | — | — | Common Shares, without par value | 19,635 | 118,735 | D |
Explanation of responses
- F1Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 6,200 Common Shares shall be earned and depending on continued employment and Company Performance 13,435 Common Shares may be earned.
- F2Total includes grants of Performance Shares made to the Reporting Person in 2014, 2015 and 2016.