SEC Form 4 · accession 0001331471-16-000061
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert R. Krakowiak
Officer — Chief Financial Officer
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 9:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | Aug 29, 2016 | A | 35,895 | A | — | — | Common Shares, without par value | 35,895 | 35,895 | D |
Explanation of responses
- F1Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person is employed by the Company on August 29, 2019: (i) 12,669 Common Shares shall be earned; and (ii) depending also on Company performance during 2016, 2017 and 2018, 23,226 Common Shares may be earned.