SEC Form 4 · accession 0001331471-16-000057
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P. Adante
Officer — Vice President of Operations
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par valueF1 | Aug 5, 2016 | S | 5,000 | $17.53 | D | 61,532 | D | |
| Common Shares, without par valueF1 | Aug 8, 2016 | S | 10,000 | $17.647 | D | 51,532 | D | |
| Common Shares, without par valueF1 | Aug 9, 2016 | S | 3,979 | $17.74 | D | 47,553 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The prices reported in Column 4 are weighted average prices. The shares were sold in multiple transactions on August 5, 2016 at prices ranging from $17.50 to $17.67 per share, on August 8, 2016 at prices ranging from $17.60 to $17.75 per share and on August 9, 2016 at prices ranging from $17.70 to $17.79 per share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the ranges described above.