SEC Form 4 · accession 0001331471-16-000055
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony L Moore
Officer — Vice President of Operations
Period of report
May 9, 2016
Accepted (ET)
May 17, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | May 9, 2016 | A | 25,985 | A | — | — | Common Shares, without par value | 25,985 | 25,985 | D |
| Performance SharesF2 | — | May 9, 2016 | A | 6,793 | A | — | — | Common Shares, without par value | 6,793 | 32,778 | D |
Explanation of responses
- F1Each Performance Share represents a contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on May 9, 2019 (i) 9,171 Common Shares shall be earned and (ii) depending on Company performance in 2016, 2017 and 2018, 16,814 Common Shares may be earned.
- F2Each Performance Share represents a contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on May 9, 2018 6,793 Common Shares shall be earned.