SEC Form 4 · accession 0001331471-16-000050
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan B DeGaynor
Officer — President and CEO · Director
Period of report
Mar 4, 2016
Accepted (ET)
Mar 7, 2016 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1,F2 | — | Mar 4, 2016 | A | 106,335 | A | — | — | Common Shares, without par value | 106,335 | 299,185 | D |
Explanation of responses
- F1Each Performance Share represents a contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 4, 2019 37,530 shall be earned and depending on Company performance 68,805 Common Shares may be earned.
- F2Total includes amount of performance shares granted to the Reporting Person on March 30, 2015.