SEC Form 4 · accession 0001331471-16-000049
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George E Strickler
Officer — EVP and CFO
Period of report
Mar 4, 2016
Accepted (ET)
Mar 7, 2016 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par value | holding | — | — | — | 263,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2,F1 | — | Mar 4, 2016 | A | 55,590 | A | — | — | Common Shares, without par value | 55,590 | 190,390 | D |
Explanation of responses
- F1Each performance share (unit) represents a contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed until March 4, 2019 19,620 shares shall be earned and depending on Company performance 35,970 Common Shares may be earned.
- F2The total includes prior grants of performance shares made to the Reporting Person in 2014 and 2015.