SEC Form 4 · accession 0001331471-16-000032
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael D Sloan
Officer — Vice President
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par valueF1 | Feb 4, 2016 | M | 6,189 | — | A | 99,670 | D | |
| Common Shares, without par valueF1 | Feb 4, 2016 | D | 6,189 | — | D | 93,481 | D | |
| Common Shares, without par value | Feb 4, 2016 | F | 13,219 | $11.06 | D | 80,262 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF1 | — | Feb 4, 2016 | M | 6,189 | D | — | — | Common Shares, without par value | 13,500 | 0 | D |
Explanation of responses
- F1Each Phantom Shares is the economic equivalent of one Common Share. 13,500 Phantom Shares were granted on February 4, 2013. On February 4, 2016 7,311 Phantom Shares were forfeited and 6,189 Phantom Shares were paid in cash at $11.11 per share.