SEC Form 4/A · accession 0001331471-15-000027
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ira C. Kaplan
Director
Period of report
Sep 8, 2015
Accepted (ET)
Oct 1, 2015 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par valueF1 | Sep 8, 2015 | S | 4,100 | $12.4082 | D | 42,465 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 corrects an error in the price in column 4. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.33 per share to $12.50 per share. The Reporting Person undertakes to provide to Stoneridge, Inc., any security holder of Stoneridge, Inc. or the SEC Staff, upon request, full information of the number of shares sold at each separate price within the range.