SEC Form 4/A · accession 0001331471-15-000021
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter Kruk
Officer — President of Electronics
Period of report
Mar 5, 2015
Accepted (ET)
Apr 1, 2015 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par value | Mar 5, 2015 | S | 1,600 | $11.38 | D | 12,905 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | holding | — | — | — | — | — | Commmon Shares | 38,500 | 38,500 | D |
Explanation of responses
- F1Each Performance Share represents a contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed until March 25, 2017 15400 common shares shall be earned and depending also on Company performance 23,100 common shares shall be earned.