SEC Form 4 · accession 0001331471-15-000019
STONERIDGE INC · SRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A. Di Staulo
Officer — VP of Human Resources
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 23,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | Mar 30, 2015 | A | 27,220 | A | — | — | Common Shares | 27,220 | 57,220 | D |
Explanation of responses
- F1Each performance share (unit) represents a contingent right to receive one Company common share. Provided that the Reporting Person remains employed until March 30, 2018 9,610 common shares shall be earned and depending on Company performance 17,610 common shares shall be earned.