SEC Form 4 · accession 0001209191-18-051496
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Obrien
Officer — Chief Commercial Officer
Period of report
Feb 4, 2015
Accepted (ET)
Sep 18, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2015 | A | 3,426 | $0.00 | A | 48,347 | D | |
| Common StockF1,F2 | Feb 2, 2016 | A | 2,390 | $0.00 | A | 51,014 | D | |
| Common Stock | holding | — | — | — | 1,309 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $68.81 | Feb 2, 2017 | A | 792 | A | — | Dec 7, 2021 | Common Stock | 792 | 10,460 | D |
| Option (right to buy)F4 | $61.91 | Feb 2, 2017 | A | 1,190 | A | — | Dec 5, 2022 | Common Stock | 1,190 | 9,999 | D |
| Option (right to buy)F4 | $61.91 | Jan 31, 2018 | A | 238 | A | — | Dec 5, 2022 | Common Stock | 238 | 10,237 | D |
| Stock Option (right to buy)F5 | $58.25 | Feb 2, 2017 | A | 3,297 | A | — | Dec 4, 2023 | Common Stock | 3,297 | 17,037 | D |
| Option (right to buy)F5 | $58.25 | Jan 31, 2018 | A | 2,473 | A | — | Dec 4, 2023 | Common Stock | 2,473 | 19,510 | D |
| Option (right to buy)F6 | $74.57 | Feb 2, 2017 | A | 3,076 | A | — | Dec 3, 2024 | Common Stock | 3,076 | 9,486 | D |
| Option (right to buy)F6 | $74.57 | Jan 31, 2018 | A | 2,308 | A | — | Dec 3, 2024 | Common Stock | 2,308 | 11,794 | D |
Explanation of responses
- F1Included in this amount are 45,946 shares of Issuer common stock issuable in settlement of an equal number of vested deferred shares and restricted stock units credited to the reporting person's NQDC Plan account, and 4,453 shares held directly by the reporting person.
- F2Includes 615 shares acquired pursuant to the Issuer's employee stock purchase plan.
- F3Performance-based stock option granted December 7, 2011 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F4Performance-based stock option granted December 5, 2012 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F5Performance-based stock option granted December 4, 2013 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F6Performance-based stock option granted December 3, 2014 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney