SEC Form 4 · accession 0001209191-18-048675
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela K. Freeman
Officer — Chief Human Resources Officer
Period of report
Feb 4, 2015
Accepted (ET)
Aug 28, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | A | 2,521 | $0.00 | A | 24,136 | D | |
| Common StockF2 | Feb 2, 2016 | A | 1,626 | $0.00 | A | 25,762 | D | |
| Common StockF3,F4,F5 | Aug 24, 2018 | S | 1,589 | $96.7057 | D | 25,357 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F6 | $68.81 | Feb 2, 2017 | A | 554 | A | — | Dec 7, 2021 | Common Stock | 554 | 7,318 | D |
| Option (right to buy)F7 | $61.91 | Feb 2, 2017 | A | 824 | A | — | Dec 5, 2022 | Common Stock | 824 | 6,925 | D |
| Option (right to buy)F7 | $61.91 | Jan 31, 2018 | A | 165 | A | — | Dec 5, 2022 | Common Stock | 165 | 7,090 | D |
| Option (right to buy)F8 | $58.25 | Feb 2, 2017 | A | 2,536 | A | — | Dec 4, 2023 | Common Stock | 2,536 | 13,106 | D |
| Option (right to buy)F8 | $58.25 | Jan 31, 2018 | A | 1,903 | A | — | Dec 4, 2023 | Common Stock | 1,903 | 15,009 | D |
| Option (right to buy)F9 | $74.57 | Feb 2, 2017 | A | 2,461 | A | — | Dec 3, 2024 | Common Stock | 2,461 | 7,589 | D |
| Option (right to buy)F9 | $74.57 | Jan 31, 2018 | A | 1,846 | A | — | Dec 3, 2024 | Common Stock | 1,846 | 9,435 | D |
Explanation of responses
- F1Represents performance-based restricted stock units that vested on February 4, 2015, have been credited to the reporting person's account in the Issuer's NQDC Plan and will be settled on a 1 for 1 basis in shares of the Issuer's common stock.
- F2Represents performance-based restricted stock units that vested on February 2, 2016, have been credited to the reporting person's account in the Issuer's NQDC Plan and will be settled on a 1 for 1 basis in shares of the Issuer's common stock.
- F3Reflects the weighted average price of 1,589 shares of common stock of the Issuer's sold by the reporting person in multiple transactions on August 24, 2018 with sale prices ranging from $96.7051 to $96.7057 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Includes 1,182 shares acquired pursuant to the issuer's employee stock purchase plan.
- F5Included in this amount are 22,063 shares of the Issuer's common stock issuable in settlement of an equal number of vested deferred shares and restricted stock units credited to the reporting person's NQDC Plan account, and 3,294 shares held directly by the reporting person.
- F6Performance-based stock option granted on December 7, 2011 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F7Performance-based stock option granted on December 5, 2012 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F8Performance-based stock option granted on December 4, 2013 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F9Performance-based stock option granted on December 3, 2014 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney