SEC Form 4 · accession 0001209191-18-047879
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jordan T Kass
Officer — President, Managed Services
Period of report
Feb 4, 2015
Accepted (ET)
Aug 21, 2018 · 8:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | A | 2,389 | $0.00 | A | 25,538 | D | |
| Common StockF2 | Feb 2, 2016 | A | 1,965 | $0.00 | A | 27,503 | D | |
| Common Stock | Aug 17, 2018 | M | 6,190 | $58.25 | A | 33,693 | D | |
| Common StockF3 | Aug 17, 2018 | S | 6,190 | $97.0561 | D | 27,503 | D | |
| Common Stock | holding | — | — | — | 621 | I | by ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $68.81 | Feb 2, 2017 | A | 245 | A | — | Dec 7, 2021 | Common Stock | 245 | 3,234 | D |
| Option (right to buy)F5 | $61.91 | Feb 2, 2017 | A | 374 | A | — | Dec 5, 2022 | Common Stock | 374 | 3,145 | D |
| Option (right to buy)F5 | $61.91 | Jan 31, 2018 | A | 75 | A | — | Dec 5, 2022 | Common Stock | 75 | 3,220 | D |
| Stock Option (right to buy)F6 | $58.25 | Feb 2, 2017 | A | 1,397 | A | — | Dec 4, 2023 | Common Stock | 1,397 | 7,219 | D |
| Option (right to buy)F6 | $58.25 | Jan 31, 2018 | A | 1,048 | A | — | Dec 4, 2023 | Common Stock | 1,048 | 8,267 | D |
| Option (right to buy)F7 | $74.57 | Feb 2, 2017 | A | 1,231 | A | — | Dec 3, 2024 | Common Stock | 1,231 | 3,796 | D |
| Option (right to buy)F7 | $74.57 | Jan 31, 2018 | A | 923 | A | — | Dec 3, 2024 | Common Stock | 923 | 4,719 | D |
| Option (right to buy)F6 | $58.25 | Aug 17, 2018 | M | 6,190 | D | — | Dec 4, 2023 | Common Stock | 6,190 | 2,077 | D |
Explanation of responses
- F1Represents Performance-based restricted stock units that vested on February 4, 2015, have been credited to the reporting person's account in the Issuer's NQDC Plan and will be settled on a 1 for 1 basis in shares of the Issuer's common stock.
- F2Represents Performance-based restricted stock units that vested on February 2, 2016, have been credited to the reporting person's account in the Issuer's NQDC Plan and will be settled on a 1 for 1 basis in shares of the Issuer's common stock.
- F3Reflects the weighted average price of 6,190 shares of common stock of C.H. Robinson Worldwide, Inc. sold by the reporting person in multiple transactions on August 17, 2018 with sale prices ranging from $97.05 to $97.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Performance-based stock option granted 12/7/11 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F5Performance-based stock option granted 12/5/12 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F6Performance-based stock option granted 12/4/13 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F7Performance-based stock option granted 12/3/14 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney