SEC Form 4/A · accession 0001209191-18-045914
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael John Short
Officer — President, Global Forwarding
Period of report
Dec 7, 2016
Accepted (ET)
Aug 8, 2018 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 2, 2017 | A | 1,433 | $0.00 | A | 12,315 | D | |
| Common Stock | holding | — | — | — | 64 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $76.72 | Dec 7, 2016 | A | 24,990 | A | — | Dec 7, 2026 | Common Stock | 24,990 | 24,990 | D |
| Stock Option (right to buy)F4 | $74.57 | Feb 2, 2017 | A | 985 | A | — | Dec 3, 2024 | Common Stock | 985 | 3,039 | D |
Explanation of responses
- F1Represents Performance-based restricted stock units that vested on February 2, 2017, have been credited to the reporting person's account in the Issuer's NQDC Plan and will be settled on a 1 for 1 basis in shares of the Issuer's common stock.
- F2This amount reflects 12,315 shares of Issuer common stock issuable in settlement of an equal number of outstanding restricted stock units.
- F3Stock option granted December 7, 2016 vests as to 20% of the shares subject to the option on December 31 in each of the years 2017-2021.
- F4Performance-based stock option granted 12/3/14 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
Remarks
This report is amended and restated in its entirety.