SEC Form 4 · accession 0001209191-18-014758
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Biesterfeld Jr.
Officer — President, N American Surface
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 9:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 2,897 | $61.91 | A | 14,323 | D | |
| Common Stock | Feb 26, 2018 | M | 3,071 | $68.81 | A | 17,394 | D | |
| Common Stock | Feb 26, 2018 | S | 5,968 | $93.9784 | D | 11,426 | D | |
| Common StockF1 | Feb 26, 2018 | S | 1,079 | $93.9541 | D | 10,347 | D | |
| Common Stock | holding | — | — | — | 316 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $68.81 | Feb 26, 2018 | M | 3,071 | D | — | Dec 7, 2021 | Common Stock | 3,071 | 1,584 | D |
| Stock Option (right to buy)F3 | $61.91 | Feb 26, 2018 | M | 2,897 | D | — | Dec 5, 2022 | Common Stock | 2,897 | 3,844 | D |
Explanation of responses
- F1Included in this amount are 10,347 shares of Issuer common stock issuable in settlement of an equal number of vested deferred shares and restricted stock units credited to the reporting person's NQDC Plan account.
- F2Performance-based stock option granted 12/7/11 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F3Performance-based stock option granted 12/5/12 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.