SEC Form 4 · accession 0001209191-17-007939
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Lemke
Officer — Senior Vice President
Period of report
Dec 7, 2016
Accepted (ET)
Feb 3, 2017 · 8:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2017 | F | 2,526 | $76.51 | D | 196,547 | D | |
| Common StockF2,F3 | Feb 2, 2017 | A | 2,996 | $0.00 | A | 199,543 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $76.72 | Dec 7, 2016 | A | 24,990 | A | — | Dec 7, 2026 | Common Stock | 24,990 | 24,990 | D |
Explanation of responses
- F1Number of Shares withheld to cover withholding taxes associated with the issuance of 7,355 shares of Issuer common stock in settlement of an equal number of vested performance restricted stock units previously credited to the reporting person's account in the Issuer's Non-qualified Deferred Compensation ("NQDC") Plan.
- F2Represents Performance-based restricted stock units that vested on February 2, 2017, have been credited to the reporting person's account in the Issuer's NQDC Plan and will be settled on a 1 for 1 basis in shares of the Issuer's Common Stock.
- F3Included in this amount are 55,189 shares of Issuer common stock issuable in settlement of an equal number of vested deferred shares and restricted stock units credited to the reporting person's NQDC Plan account, and 144,354 shares held directly by the reporting person.
- F4Stock option granted December 7, 2016 vests as to 20% of the shares subject to the option on December 31 in each of the years 2017-2021.