SEC Form 4 · accession 0001209191-17-001456
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Guilfoile
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2016 | A | 136 | $73.26 | A | 2,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock (Restricted Stock Units)F3,F2,F4 | — | Dec 30, 2016 | A | 426 | A | — | — | Common Stock | 426 | 5,192 | D |
Explanation of responses
- F1The reporting person was granted 136 shares at a price of $73.26 per share in connection with her election to receive shares in lieu of a portion of the quarterly cash retainer payment.
- F2Each phantom share/restricted stock unit will be paid in one share of common stock.
- F3The reporting person was granted 426 restricted stock units at no cost as a quarterly installment of the annual equity-based award provided to each non-employee director.
- F4Following the reporting person's termination of service as a director, vested restricted stock units become payable in shares of common stock according to the schedule previously chosen by the reporting person.