SEC Form 4/A · accession 0001209191-16-130801
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jodee A Kozlak
Director
Period of report
Mar 31, 2015
Accepted (ET)
Jul 5, 2016 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock (Restricted Stock Units)F2,F3,F1,F4 | — | Mar 31, 2015 | A | 580 | A | — | — | Common Stock | 580 | 3,460 | D |
Explanation of responses
- F1Each phantom share/restricted stock unit will be paid in one share of common stock.
- F2Of the 580 restricted stock units, 427 were granted at no cost to the reporting person as an annual equity-based award provided to each non-employee director, and 153 were granted at a price of $73.22 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment.
- F3The original Form 4 filed on April 2, 2015 inadvertently overstated the restricted stock units received and the restricted stock units held by 100 restricted stock units.
- F4Following the reporting person's termination of service as a director, vested restricted stock units become payable in shares of common stock according to the schedule previously chosen by the reporting person.