SEC Form 4 · accession 0001209191-15-010513
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Chad Lindbloom
Officer — VP, Chief Financial Officer
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 4, 2015 | A | 7,552 | $0.00 | A | 135,690 | D | |
| Common Stock | holding | — | — | — | 12,664 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $68.81 | Feb 4, 2015 | A | 3,234 | A | Feb 4, 2015 | Dec 7, 2021 | Common Stock | 3,234 | 7,798 | D |
| Option (right to buy)F4 | $61.91 | Feb 4, 2015 | A | 4,671 | A | Feb 4, 2015 | Dec 5, 2022 | Common Stock | 4,671 | 4,671 | D |
| Option (right to buy)F5 | $58.25 | Feb 4, 2015 | A | 7,925 | A | Feb 4, 2015 | Dec 4, 2023 | Common Stock | 7,925 | 7,925 | D |
Explanation of responses
- F1Number of performance restricted stock units that vested on 2/4/15 upon certification by the Issuer's compensation committee. Such vested units have been credited to the reporting person's account in the Issuer's NQDC Plan and will be settled in an equal number of shares of Issuer common stock at specified future dates.
- F2Included in this amount are 83,068 shares of Issuer common stock issuable in settlement of an equal number of deferred shares and vested performance restricted stock units credited to the reporting person's NQDC Plan account, and 52,622 shares held directly by the reporting person.
- F3Performance-based stock option granted 12/7/11 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F4Performance-based stock option granted 12/5/12 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F5Performance-based stock option granted 12/4/13 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.