SEC Form 4 · accession 0001140361-16-085217
ANNALY CAPITAL MANAGEMENT INC · NLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Finkelstein
Officer — Chief Investment Officer
Period of report
Nov 4, 2016
Accepted (ET)
Nov 7, 2016 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2016 | P | 100,000 | $10.30 | A | 200,000 | D |
Table II — derivative securities
No Table II lines on this filing.