SEC Form 4 · accession 0001140361-15-033163
ANNALY CAPITAL MANAGEMENT INC · NLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wellington Denahan
Officer — Chairman of Board & CEO · Director
Period of report
Aug 21, 2015
Accepted (ET)
Aug 24, 2015 · 9:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2015 | P | 100,000 | $10.33 | A | 1,673,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Common StockF1 | $15.70 | holding | — | — | — | May 17, 2008 | May 17, 2017 | Common Stock | 150,000 | 150,000 | D |
| Option to purchase Common StockF1 | $16.46 | holding | — | — | — | May 8, 2009 | May 8, 2018 | Common Stock | 200,000 | 200,000 | D |
| Option to purchase Common StockF1 | $15.61 | holding | — | — | — | Sep 19, 2009 | Sep 19, 2018 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Options previously granted.