SEC Form 4 · accession 0001140361-15-018947
ANNALY CAPITAL MANAGEMENT INC · NLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Wellington Denahan
Officer — Chairman of Board & CEO · Director
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 9:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | P | 184,948 | $10.04 | A | 1,559,866 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Common StockF1 | $17.07 | holding | — | — | — | Jul 7, 2006 | Jul 7, 2015 | Common Stock | 150,000 | 150,000 | D |
| Option to purchase Common StockF1 | $15.70 | holding | — | — | — | May 17, 2008 | May 17, 2017 | Common Stock | 150,000 | 150,000 | D |
| Option to purchase Common StockF1 | $16.46 | holding | — | — | — | May 8, 2009 | May 8, 2018 | Common Stock | 200,000 | 200,000 | D |
| Option to purchase Common StockF1 | $15.61 | holding | — | — | — | Sep 19, 2009 | Sep 19, 2018 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Options previously granted.