SEC Form 4 · accession 0001181431-15-004845
Stabilis Solutions, Inc. · SLNG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Lewis Puhala
Officer — Senior Vice President & CFO
Period of report
Mar 13, 2015
Accepted (ET)
Mar 18, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043186
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2015 | M | 4,199 | $0.00 | A | 6,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units Dated February 25, 2013F1 | — | Mar 13, 2015 | M | 661 | D | — | — | Common Stock | 661 | 1,325 | D |
| Restricted Stock Units Dated February 25, 2013F2 | — | Mar 13, 2015 | M | 2,838 | D | — | — | Common Stock | 3,838 | 5,673 | D |
| Restricted Stock Units Dated March 14, 2014F3 | — | Mar 13, 2015 | M | 700 | D | — | — | Common Stock | 700 | 2,100 | D |
Explanation of responses
- F1661 restricted stock units granted in 2013 converted to common stock on a one-for-one basis on the transaction date. The remaining restricted stock units convert to common stock on a one-to-one basis in equal installments on March 13, 2016 and 2017, subject to a continuing employment requirement.
- F22,838 of the vested restricted stock units converted to common stock on a one-for-one ba sis on the transaction date. One-third of the remai ning restricted stock units convert to common stock on a one-to-one basis annually on March 13, 2016 and 2017, subject to a continuing employ ment requirement.
- F3700 restricted stock units granted in 2014 converted to common stock on a one-for-one basis on the transaction date. The remaining restricted stock units convert to common stock on a one-to-one basis in equal installments on March 13, 2016, 2017, and 2018 subject to a continuing employment requirement.