SEC Form 4/A · accession 0001104659-18-045062
Stabilis Solutions, Inc. · SLNG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF1,F2 | $5.00 | May 2, 2012 | P | 1,000,000 | A | — | — | Common Stock | 1,000,000 | 1,000,000 | D |
| Warrants (Right to Buy)F1 | $6.00 | May 2, 2012 | P | 125,000 | A | May 2, 2012 | May 2, 2020 | Common Stock | 125,000 | 125,000 | D |
| Warrants (Right to Buy)F1 | $7.00 | May 2, 2012 | P | 200,000 | A | May 2, 2012 | May 2, 2020 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1On May 2, 2012, JCH Crenshaw Holdings, LLC acquired 1,000,000 shares of Series A Convertible Preferred Stock of the issuer, warrants to acquire 125,000 shares of Common Stock of the issuer at a price of $6.00 per share and warrants to acquire 200,000 shares of Common Stock of the issuer at a price of $7.00 per share pursuant to a Securities Purchase Agreement between JCH Crenshaw Holdings, LLC and the issuer dated April 13, 2012.
- F2The Series A Convertible Preferred Stock is convertible into Common Stock at any time on a one-for-one basis, and has no expiration date.
Remarks
This Form 4/A is being filed to correct errors by the scrivener in the original Form 4 (the "Original Form 4") filed on May 3, 2012. This Form 4/A is being filed by both reporting persons to reflect their relationship to the issuer as a 10% owner and director. In addition, this Form 4/A corrects (i) the number of shares of underlying securities in column 7 with respect to the Series A Convertible Preferred Stock from 200,000 to 1,000,000; (ii) the price of both Warrants in column 8 from $1 to $0.001; and (iii) the exercise price of the Warrants for the 200,000 shares of Common Stock in footnote (1) from $6.00 to $7.00. No other changes have been made to the Original Form 4.