SEC Form 4 · accession 0001513193-16-000028
SONIDA SENIOR LIVING, INC. · SNDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043000
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF2 | Dec 16, 2016 | C | 20,000 | $17.50 | A | 3,520,338 | I | Investment Manager |
| Common StockF2 | Dec 16, 2016 | C | 80,000 | $20.00 | A | 3,600,338 | I | Investment Manager |
| Common StockF2 | Dec 16, 2016 | C | 125,100 | $22.50 | A | 3,725,438 | I | Investment Manager |
| Common StockF2 | Dec 16, 2016 | C | 519,900 | $25.00 | A | 4,245,338 | I | Investment Manager |
| common stockF2 | Dec 19, 2016 | P | 302 | $16.983 | A | 4,245,640 | I | Investment Manager |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Assignment of short put position
- F2The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein.