SEC Form 4/A · accession 0001140361-17-003676

SONIDA SENIOR LIVING, INC. · SNDA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

10% Owner

Period of report

Dec 16, 2016

Accepted (ET)

Jan 31, 2017 · 1:22 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001043000

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 16, 2016	X	20,000	$17.50	A	3,520,338	I	Investment Manager
Common Stock^F1	Dec 16, 2016	X	80,000	$20.00	A	3,600,338	I	Investment Manager
Common Stock^F1	Dec 16, 2016	X	125,100	$22.50	A	3,725,438	I	Investment Manager
Common Stock^F1	Dec 16, 2016	X	519,900	$25.00	A	4,245,338	I	Investment Manager
Common Stock^F1	Dec 19, 2016	P	302	$16.983	A	4,245,640	I	Investment Manager

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Put Option (obligation to buy)^F1	$17.50	Dec 16, 2016	X	200	D	Jun 16, 2016	Dec 16, 2016	Common Stock	20,000	I
Put Option (obligation to buy)^F1	$20.00	Dec 16, 2016	X	800	D	Jun 7, 2016	Dec 16, 2016	Common Stock	80,000	I
Put Option (obligation to buy)^F1	$22.50	Dec 16, 2016	X	1,251	D	Apr 22, 2016	Dec 16, 2016	Common Stock	125,100	I
Put Option (obligation to buy)^F1	$25.00	Dec 16, 2016	X	5,199	D	May 6, 2016	Dec 16, 2016	Common Stock	519,900	I

F1The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein.