SEC Form 4 · accession 0000899243-18-008881
SONIDA SENIOR LIVING, INC. · SNDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carey P Hendrickson
Officer — Senior Vice President & CFO
Period of report
Mar 27, 2018
Accepted (ET)
Mar 29, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043000
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2018 | A | 32,059 | $0.00 | A | 207,577 | D | |
| Common StockF2 | Mar 27, 2018 | A | 48,089 | $0.00 | A | 255,666 | D | |
| Common StockF3 | Mar 27, 2018 | D | 26 | $0.00 | D | 255,640 | D | |
| Common StockF4 | Mar 27, 2018 | D | 1,255 | $0.00 | D | 254,385 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted on March 27, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on March 27, 2019, March 27, 2020 and March 27, 2021, respectively.
- F2Represents shares of performance-based restricted stock granted on March 27, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest subject to the satisfaction of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.
- F3Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of February 27, 2015, but were subsequently forefeited due to the Company achieving 99.7% (but not 100%) of the performance target with respect to such shares for fiscal 2017.
- F4Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of February 24, 2016, but were subsequently forefeited due to the Company achieving 90.1% (but not 100%) of the performance target with respect to such shares for fiscal 2017.